Gopani Securities & Investments Pvt. LtdGopani Securities & Investments Pvt. Ltd. is a professionally managed share broker associated with the BSE and the NSE as Member since 2005.The company is managed by two directors having professional qualifications and more than 15 years of experience in finance, accounting and investment consultancy. Directors : Mr. Elesh Anubhai Gopani B.Com, A.C.A. Mr. Ashish Anubhai Gopani B.E. (Electronics) |
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DISCLAIMER
This Disclaimer governs the use of this site and constitutes the terms and conditions for our providing information on this site. Using this site constitutes your acknowledgment that you have read this Disclaimer and that you accept and will be bound by the terms hereof. This web site is constructed to provide general information and the company will not be responsible for any action taken on the basis of this work, whether directly or indirectly for any error or omission, to any person, whether a browser of this web site or not. In case of any objections please write to: gopanisec@gmail.com Our liability is only restricted to removal of such objectionable portions from our web site. No further claims will be entertained. |
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Registration |
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As Per SEBI circular ref. no. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/95 dated June 21, 2023 regarding Trading Preferences by Clients. All clients are required to give their Trading Prefrences, so we request you to kindly take the print out of attached file & Choose your preference & mail / Send us MOST IMPORTANT TERMS & CONDITIONS (MITC) Standard Operating Procedure_SOP for reporting the demise of an investor_Annexure 1 Ease of Doing Investments by Investors - Facility of voluntary freezing/ blocking of Trading Accounts As per SEBI Circular no. SEBI/HO/MIRSD/POD-1/P/CIR/2024/4
on the subject - Ease of Doing Investments by Investors -
Facility of voluntary freezing/ blocking of Trading
Accounts by Clients As per BSE Circular dated 20240423_11 kindly upload following link for investors to view their dis-aggregated collateral placed with Member. All investors can use the same after following simple online registration process. |
| RISK
DISCLOSURES ON DERIVATIVES
* 9 out of 10
individual traders in equity Futures and Options
Segment, incurred net losses.
* On an average, loss makers registered net trading loss close to Rs.50,000. * Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs. * Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost. |
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Charter & Redressal Links: Gopani
Investor Charter
Complaints data to be displyed by stock broker - Annexure B Annexure A - Escalation Matrix Filing Complaints on SCORES SEBI Complaints redress system (SCORES) Investor Grievance Redressal - Smart ODR Links of Various e-voting service providers (ESPs): https://www.evoting.nsdl.com/ https://www.evotingindia.com/ https://evoting.kfintech.com/ https://instavote.linkintime.co.in/ |
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Proprietary
Trading: We, Gopani Securities & Investments Pvt
Ltd, hereby disclose to our investors that we
undertake Proprietary Trading in addition to client
base trading.
Prevent Unauthorised transactions in your account --> Update your mobile numbers/mail IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of investors
1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. 2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Pay 20% upfront margin of the transaction value to trade in cash market segment. 4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide notice no. 20200731-7 dated July 31, 2020 and 20200831-45 dated August 31, 2020 on BSE and NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 on NSE and other guidelines issued from time to time in this regard. 5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. Investors are requested to note that Stock broker (Gopani Securities & Investments Pvt. Ltd.) is permitted to receive/pay money from/to investor through designated bank accounts only named as client bank accounts. Stock broker (name of stock broker) is also required to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchanges on their website under "Know/ Locate your Stock Broker". Account
Opening Procedure
1. Obtain Account opening forms from our executives. 2. Provide your PAN details and fill your name, contact number, email, etc. 3. Add your address details, and bank details. 4. Provide self attested KYC documents for proof of identity and proof of address, 2 photo, signature, and the documents for bank details, like cancelled cheque or bank statement. 5. If you want to opt for Futures & Options trading, then Income proof has to be submitted in addition. 6. Do an In-Person Verification by visiting our office. |
| Filing
of a complaint You can file complaint to compliance office, Mr. Elesh Anubhai Gopani whose contact details are given at the of this page. Check Status of your Complaint There are no pending compaints by any of the Investors |
Names
and Contact No of all Key Managerial Personnel including
the Compliance Officer
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List of
Authorised Persons (AP)
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Streaming Client Nodal Bank Account (USCNBA) "Investors are requested to note that Stockbroker GOPANI SECURITIES & INVESTMENTS PVT LTD is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stockbroker GOPANI SECURITIES & INVESTMENTS PVT LTD is also required to disclose these USCNB accounts to Stock Exchange. Hence, you are requested to use following. USCNB accounts only for the purpose of dealings in your trading account with us. The details of these USCNB accounts are also displayed by the Stock Exchange on their website under "Member Directory". Gopani Securities & Investments Pvt Ltd Bank Account Details are as follows:
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Regd.Office: 521-523,Bhaveshwar Arcade, Opp.Shreyas Cinema,Above Saraswat Bank, L.B.S.Marg,Ghatkopar(west),Mumbai-400086
TEL.NO. 91 - 22 - 67700474 & 67700475 | Email : gopanisec@gmail.com
SEBI REG NO. (BSE/NSE): INZ000248439
Key Managerial Persons: 1.Elesh Anubhai Gopani M:9821184271; 2.Ashish Anubhai Gopani M:9004084269; 3.Sanjay Deshwal M:9004755163
Name of Compliance Officer : Elesh A Gopani [ (M) 9821184271 Email: eleshgopani@yahoo.com ]
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@Copyright 2006. Gopani Securities & Investment Pvt. Ltd. All rights reserved.